FIRST CLEARING, LLC¹

First Clearing provides quality securities-execution and brokerage-clearance services to retail securities firms throughout the United States. Headquartered in St. Louis, Missouri, First Clearing is one of the largest third-party custodians or holding companies in the financial services industry, holding assets for several major firms. 
 
First Clearing is a member of the New York Stock Exchange, NASDAQ and other major exchanges.

PROSPERA FINANCIAL SERVICES

Founded in 1982 by financial advisors, Prospera is a full-service independent broker-dealer headquartered in Dallas, Texas. Prospera oversees our investment recommendations as a third party. They also support us as we conduct business for our clients. Prospera has been named Broker-Dealer of the Year 7 times by Investment Advisor Magazine: 2009, 2010, 2012, 2014, 2015, 2018 AND 2019.